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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-12-02 |
Branch Locations
410 E Main St, Clayton, NC 27520 • United States
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prime Capital Investment Advisors, Llc | Clayton | NC | 12/2024 | Present |
| Hight Ford | Skowhegan | ME | 05/2019 | 04/2024 |
| University Of Maine Orono | Orono | ME | 08/2019 | 12/2023 |
| Atwood Alliance | Kingfield | ME | 04/2024 | 11/2024 |
| Messalonskee High School | Oakland | ME | 08/2015 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-19 |
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