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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-20
CA RA APPROVED 2025-03-07
  • TX RA
    APPROVED
    Since 2025-05-20
  • CA RA
    APPROVED
    Since 2025-03-07

Branch Locations

4250 Dublin Blvd, Dublin, CA 94568 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Danville CA 10/2024 Present
California Bank Of Commerce Walnut Creek CA 07/2020 10/2024
Stonestown Ymca San Francisco CA 08/2018 04/2020
Dicks Sporting Goods Pleasant Hill CA 06/2017 08/2018
Stonestown Ymca San Francisco CA 09/2016 05/2017
San Francisco State University San Francisco CA 08/2015 05/2020
Unemployed Pittsburg CA 08/2015 09/2016
Unemployed Pittsburg CA 04/2020 07/2020
Bank Of America, N.A. Danville CA 12/2024 Present
  • 10/2024 → Present
    Danville, CA
  • 07/2020 → 10/2024
    California Bank Of Commerce
    Walnut Creek, CA
  • 08/2018 → 04/2020
    Stonestown Ymca
    San Francisco, CA
  • 06/2017 → 08/2018
    Dicks Sporting Goods
    Pleasant Hill, CA
  • 09/2016 → 05/2017
    Stonestown Ymca
    San Francisco, CA
  • 08/2015 → 05/2020
    San Francisco State University
    San Francisco, CA
  • 08/2015 → 09/2016
    Unemployed
    Pittsburg, CA
  • 04/2020 → 07/2020
    Unemployed
    Pittsburg, CA
  • 12/2024 → Present
    Bank Of America, N.A.
    Danville, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-06
  • S66 Uniform Combined State Law Examination
    2025-03-06

View on SEC IAPD

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