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Employer firm

Florida Financial Advisors, LLC CRD 288811

$456M regulatory AUM 4,295 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Florida Financial Advisors, Llc

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-04
FL RA APPROVED 2024-10-03
TN RA APPROVED 2024-10-01
  • TX RA
    APPROVED
    Since 2025-08-04
  • FL RA
    APPROVED
    Since 2024-10-03
  • TN RA
    APPROVED
    Since 2024-10-01

Branch Locations

1102 Kermit Dr Suite 200, Nashville, TN 37217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Florida Financial Advisors Dba Tristate Financial Advisors Nashville TN 10/2024 Present
Unemployed Nashville TN 05/2024 10/2024
Total Quality Logistics Nashville TN 08/2023 05/2024
New Western Nashville TN 10/2022 06/2023
University Of Alabama At Birmingham Birmingham AL 08/2020 08/2022
Lumen Above Railroad Park Birmingham AL 10/2021 08/2022
The University Of Alabama Tuscaloosa AL 08/2017 08/2020
Auburn University Aubrun AL 08/2016 08/2017
Mountain Brook High School Bimringham AL 09/2013 07/2016
Trinity Wealth Securities, Llc Nashville TN 04/2025 Present
  • 10/2024 → Present
    Florida Financial Advisors Dba Tristate Financial Advisors
    Nashville, TN
  • 05/2024 → 10/2024
    Unemployed
    Nashville, TN
  • 08/2023 → 05/2024
    Total Quality Logistics
    Nashville, TN
  • 10/2022 → 06/2023
    New Western
    Nashville, TN
  • 08/2020 → 08/2022
    University Of Alabama At Birmingham
    Birmingham, AL
  • 10/2021 → 08/2022
    Lumen Above Railroad Park
    Birmingham, AL
  • 08/2017 → 08/2020
    The University Of Alabama
    Tuscaloosa, AL
  • 08/2016 → 08/2017
    Auburn University
    Aubrun, AL
  • 09/2013 → 07/2016
    Mountain Brook High School
    Bimringham, AL
  • 04/2025 → Present
    Trinity Wealth Securities, Llc
    Nashville, TN
Other Businesses

Florida Financial Advisors (DBA Tristate Financial Advisors). Investment Related. Nashville, TN. Nature of Business: RIA. Position: Financial Consultant. Start Date: 10/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Tristate Financial Advisors). Not Investment Related. Nashville, TN.. Nature of Business: Fixed Insurance Sales. 10/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sale Trinity Wealth Securities, LLC. Investment Related. Nashville, TN. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 04/2025. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-03
S65 Uniform Investment Adviser Law Examination 2024-09-10
  • S63 Uniform Securities Agent State Law Examination
    2025-04-03
  • S65 Uniform Investment Adviser Law Examination
    2024-09-10

View on SEC IAPD

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