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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-02-05 |
Branch Locations
1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Blue Mist Irrigation | Pompton Lakes | NJ | 05/2018 | 05/2021 |
| The Brownstone | Paterson | NJ | 05/2022 | 09/2023 |
| Team Goose Als Foundation | Boonton | NJ | 10/2022 | Present |
| Don Bosco Prep | Ramsey | NJ | 09/2014 | 05/2018 |
| Trinity College | Hartford | CT | 08/2021 | 05/2024 |
| Ubs Financial Services, Inc | Weehawken | NJ | 10/2024 | Present |
| Kitme | New York | NY | 06/2024 | Present |
Name: Kitme (not investment related) Address: no address for this business. It is a start up company and the founder and owner works from home and does not utilize an office Business model: Kitme is an app that is meant to make retail shopping a more inclusive experience. The app allows users to share, follow, and explore what other individuals are purchasing for example clothes from a company. Basically an Instagram but for your shopping purchases. Position: no real title. I've been helping with basic entry level sales. Reaching out to what may be prospective partners Relationship: 3 months. Devote 8-10 hours a month. Havnt devoted any hours since new job started Name: Team Goose ALS Foundation Not invested related Address: 1 Drexel Court, Boonton NJ, 07005 Non profit charity that strives to raise money and improve the lives of individuals battling ALS. I am a board member and responsible for direct lines of communication and logistics for the foundation when it comes to operations, events, and fundraising in a manner that advances the mission of the foundation. Relationship: For over two years now (October 2022) and I devote a 10 hours a month on this and no hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-02-04 |
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