Christopher Ray Mullins

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 03/2018
  Tn Army National Guard
  Union City, TN
• 02/2016 → 10/2020
  S&P Global, Inc. (Fka Ihs Markit, Fka Ipreo)
  Nashville, TN
• 10/2020 → 03/2021
  Unemployed
  Hendersonville, TN
• 04/2021 → 08/2023
  River Valley Agcredit
  Bardwell, KY
• 09/2023 → 09/2024
  Hutson, Inc.
  Paducah, KY
• 09/2024 → 12/2025
  Knight Wealth Advisors
  Paducah, KY
• 11/2024 → 01/2025
  Raymond James Financial Services, Inc.
  Paducah, KY
• 01/2025 → 12/2025
  Lpl Financial
  Paducah, KY
• 02/2026 → Present
  Lpl Enterprise Llc
  Swansea, IL

Previous Registrations

• 2025-02-08 → 2026-02-02
  Lpl Financial Llc
  Paducah, KY
  Fancy Farm, KY

Other Businesses

1. 02/13/2026 - CHRISTOPHER MULLINS, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Fancy Farm, KY - INV REL - Start Date: 01/21/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 02/13/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Fancy Farm, KY - INV REL - Start Date: 01/21/2026 - 160 Hrs/Mth - 160 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2025-02-07

Other Names

• Chris Mullins