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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2026-08-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacsun | Danbury | CT | 12/2016 | 03/2017 |
| Tropical Smoothie Cafe | Milford | CT | 04/2021 | 09/2021 |
| Everson Soccer Academy | Woodbridge | CT | 03/2020 | 09/2024 |
| Via Gastrobar | New Haven | CT | 12/2023 | 08/2024 |
| Mml Investors Services, Llc | Shelton | CT | 09/2024 | 05/2026 |
| Massmutual Life Insurance Co | Shelton | CT | 07/2025 | 05/2026 |
| Barnum Financial Group | Shelton | CT | 09/2024 | 07/2025 |
| Bethel High School | Bethel | CT | 07/2015 | 06/2019 |
| Southern Connecticut State University | New Haven | CT | 08/2019 | 05/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 07/2026 | Present |
| Bank Of America, N.A. | Charlotte | NC | 08/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-09 |
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