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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-12
  • NC RA
    APPROVED
    Since 2026-08-12

Branch Locations

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacsun Danbury CT 12/2016 03/2017
Tropical Smoothie Cafe Milford CT 04/2021 09/2021
Everson Soccer Academy Woodbridge CT 03/2020 09/2024
Via Gastrobar New Haven CT 12/2023 08/2024
Mml Investors Services, Llc Shelton CT 09/2024 05/2026
Massmutual Life Insurance Co Shelton CT 07/2025 05/2026
Barnum Financial Group Shelton CT 09/2024 07/2025
Bethel High School Bethel CT 07/2015 06/2019
Southern Connecticut State University New Haven CT 08/2019 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2026 Present
Bank Of America, N.A. Charlotte NC 08/2026 Present
  • 12/2016 → 03/2017
    Pacsun
    Danbury, CT
  • 04/2021 → 09/2021
    Tropical Smoothie Cafe
    Milford, CT
  • 03/2020 → 09/2024
    Everson Soccer Academy
    Woodbridge, CT
  • 12/2023 → 08/2024
    Via Gastrobar
    New Haven, CT
  • 09/2024 → 05/2026
    Shelton, CT
  • 07/2025 → 05/2026
    Massmutual Life Insurance Co
    Shelton, CT
  • 09/2024 → 07/2025
    Barnum Financial Group
    Shelton, CT
  • 07/2015 → 06/2019
    Bethel High School
    Bethel, CT
  • 08/2019 → 05/2024
    Southern Connecticut State University
    New Haven, CT
  • 07/2026 → Present
    Charlotte, NC
  • 08/2026 → Present
    Bank Of America, N.A.
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-09
  • S66 Uniform Combined State Law Examination
    2025-12-09
Other Names
  • Hideki Morales
  • Hideki M Morales

View on SEC IAPD

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