Richard Edward Mariner

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → Present
  Sephton Financial Llc
  Wyndmoor, PA
• 06/2006 → Present
  Thomas Jefferson University
  Philadelphia, PA
• 09/2024 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2006 → Present
  Thomas Jefferson University
  Philadelphia, PA
• 01/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) SEPHTON FINANCIAL LLC, INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, CLIENT SUPPORT, OFFICE MANAGER, PROVIDE CLIENT SUPPORT THROUGH COMMUNICATION, PROCESS MANAGEMENT, ADMINISTRATIVE AND OFFICE SUPPORT, 5H/WEEK, SINCE 08/2024 2) THOMAS JEFFERSON UNIVERSITY, NOT INVESTMENT RELATED, PHILADELPHIA, PA, MANAGER FINANCIAL SYSTEMS, PERFORM DUTIES TO GENERAL ACCOUNTING DEPARTMENT, ACCOUNTING CLOSE AND FINANCIAL REPORT GENERATION FOR MONTHLY CLOSE ACTIVITY, 37.5H/WEEK, SINCE 06/2006.

Exams

• S66 Uniform Combined State Law Examination
  2025-01-15

Other Names

• Richard Mariner