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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-11
TN RA APPROVED 2024-09-30
  • TX RA
    APPROVED
    Since 2024-11-11
  • TN RA
    APPROVED
    Since 2024-09-30

Branch Locations

1211 Murfreesboro Rd, Franklin, TN 37064 • United States

5801 Nolensville Pike, Nashville, TN 37211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Nashville TN 12/2019 Present
Bank Of America Nashville TN 08/2016 03/2019
Tennessee Titans Nashville TN 06/2018 01/2019
Unemployeed Miami FL 04/2019 11/2019
Florida International University Miami FL 08/2006 08/2016
Bank Of America, N.A. Nashville TN 08/2024 Present
  • 12/2019 → Present
    Nashville, TN
  • 08/2016 → 03/2019
    Bank Of America
    Nashville, TN
  • 06/2018 → 01/2019
    Tennessee Titans
    Nashville, TN
  • 04/2019 → 11/2019
    Unemployeed
    Miami, FL
  • 08/2006 → 08/2016
    Florida International University
    Miami, FL
  • 08/2024 → Present
    Bank Of America, N.A.
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-26
  • S66 Uniform Combined State Law Examination
    2024-09-26
Other Names
  • Juan Sebastian Alvarez Jimenez

View on SEC IAPD

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