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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-12-19
  • NY RA
    APPROVED
    Since 2024-12-19

Branch Locations

New York, NY • United States

1290 Avenue Of The Americas, New York, NY 10104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Neuberger Berman Investment Advisors Llc New York NY 06/2024 Present
Neuberger Berman Overseas Investment Fund Mgmt (Shanghai) Ltd Shanghai 07/2021 06/2024
Shanghai Guohe Capital Co Shanghai 01/2010 06/2021
  • 06/2024 → Present
    Neuberger Berman Investment Advisors Llc
    New York, NY
  • 07/2021 → 06/2024
    Neuberger Berman Overseas Investment Fund Mgmt (Shanghai) Ltd
    Shanghai
  • 01/2010 → 06/2021
    Shanghai Guohe Capital Co
    Shanghai
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-27
  • S66 Uniform Combined State Law Examination
    2024-11-27

View on SEC IAPD

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