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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-10-22
  • NC RA
    APPROVED
    Since 2024-10-22

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Charlotte NC 07/2024 Present
Steel Creek Tax Services Charlotte NC 01/2024 03/2024
Gohealth Charlotte NC 09/2023 10/2023
Homemaker Charlotte NC 04/2024 06/2024
Homemaker Montevideo 01/2014 12/2021
B & G Tax Rock Hill SC 01/2023 04/2023
Peniston And Deason Attorneys At Law Charlotte NC 01/2022 04/2022
Homemaker Charlotte NC 04/2022 12/2022
Homemaker Charlotte NC 04/2022 12/2022
Homemaker Charlotte NC 05/2023 08/2023
Homemaker Charlotte NC 10/2023 12/2023
  • 07/2024 → Present
    Ubs Financial Services
    Charlotte, NC
  • 01/2024 → 03/2024
    Steel Creek Tax Services
    Charlotte, NC
  • 09/2023 → 10/2023
    Gohealth
    Charlotte, NC
  • 04/2024 → 06/2024
    Homemaker
    Charlotte, NC
  • 01/2014 → 12/2021
    Homemaker
    Montevideo
  • 01/2023 → 04/2023
    B & G Tax
    Rock Hill, SC
  • 01/2022 → 04/2022
    Peniston And Deason Attorneys At Law
    Charlotte, NC
  • 04/2022 → 12/2022
    Homemaker
    Charlotte, NC
  • 04/2022 → 12/2022
    Homemaker
    Charlotte, NC
  • 05/2023 → 08/2023
    Homemaker
    Charlotte, NC
  • 10/2023 → 12/2023
    Homemaker
    Charlotte, NC
Other Businesses

Brisshia SA, invest in real estate in Punta del Este, Uruguay. Address Edificio Seis, Piso cinco, Oficentro Ejecutivo La Sabana, Mata Redonda, San Jose Central, Costa Rica Shareholder (33.33%) Relationship started 06/2017. I don't devote anytime. Rental Property 103 Birch Grv, Spartanburg, SC 29307 Owner 100% Started June 2023 Takes 2 hours per month Real Estate in SC, Rental property, Proprietor / owner, I manage the property, start date-7/15/2024, Spartanburg SC United States-29307. Mariana Trambauer, Sell items on online platforms, Proprietor / owner, I will be selling clothes/decor/pursed I don't wear/use/like anymore, start date-12/16/2024, CharlotteNCUnited States-28209.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-21
S63 Uniform Securities Agent State Law Examination 2024-04-26
  • S66 Uniform Combined State Law Examination
    2024-10-21
  • S63 Uniform Securities Agent State Law Examination
    2024-04-26
Other Names
  • Mariana Trambauer-Rodgers
  • Mariana Trambauer Pereira

View on SEC IAPD

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