Alexandra I. Vaughn

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-05-23
KY	RA	APPROVED	2025-04-30

TX RA
APPROVED_RES

Since 2025-05-23
KY RA
APPROVED

Since 2025-04-30

Branch Locations

Independence, KY • United States

100 Howe Drive, Covington, KY 41015-5000 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Zero Gravity Medspa	Crestview Hills	KY	08/2021	01/2023
Hard Rock Casino	Cincinnati	OH	02/2013	02/2021
Unemployed	Independence	KY	02/2021	08/2021
Unemployed	Independence	KY	01/2023	05/2024
Fidelity Investments	Covington	KY	05/2024	Present

08/2021 → 01/2023

Zero Gravity Medspa

Crestview Hills, KY
02/2013 → 02/2021

Hard Rock Casino

Cincinnati, OH
02/2021 → 08/2021

Unemployed

Independence, KY
01/2023 → 05/2024

Unemployed

Independence, KY
05/2024 → Present

Fidelity Investments

Covington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-04-22

S66 Uniform Combined State Law Examination

2025-04-22

Other Names

Alexandra I Vaughn
Alexandra Vaughn
Alexandra Irene Vaughn

View on SEC IAPD