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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-24
NY RA APPROVED 2021-05-26
  • TX RA
    APPROVED_RES
    Since 2024-01-24
  • NY RA
    APPROVED
    Since 2021-05-26

Branch Locations

5784 Widewaters Parkway, Dewitt, NY 13214 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated New York & Dewitt NY 08/2016 Present
Other Businesses

1. Paige's Butterfly Run; 50 Presidential Plaza, Suite LL3 Syracuse NY 13202; Non-profit focused on pediatric cancer and rare blood disorders; Board Member; Interact with board members on fundraising, financial, and event/marketing planning committees to help grow non-profit and achieve goals; 09/02/2024; 20 hrs/year; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-08
  • S66 Uniform Combined State Law Examination
    2017-05-08

View on SEC IAPD

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