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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-09-23 |
| TX | RA | APPROVED | 2024-09-23 |
| NJ | RA | APPROVED | 2024-09-19 |
Branch Locations
1100-1800 American Blvd Ci Client Services, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 05/2024 | Present |
| Doordash | Bensalem | PA | 11/2020 | 10/2022 |
| Uber | Feasterville Trevose | PA | 06/2017 | 02/2020 |
| Lyft | Feasterville Trevose | PA | 01/2018 | 02/2020 |
| Primo Hoagies | Bensalem | PA | 11/2019 | 06/2020 |
| Penn State University | Abington | PA | 08/2014 | 05/2022 |
| Unemployed | Feasterville | PA | 01/2014 | 09/2016 |
| Unemployed | Bensalem | PA | 02/2020 | 08/2020 |
| Risk Strategies Company | Pipersville | PA | 02/2021 | 05/2024 |
| Bucks County Community College | Newtown | PA | 08/2018 | 05/2020 |
I*2591290, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Doordash, Address: San Francisco, California, 94107, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 07/18/2025, No Hours: 10 Weekly, No Hours during Trading: 0 Weekly, Duties: Food delivery, Part-time job I*2591291, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Uber, Address: San Francisco, California, 94158, Investment Related: N, Position, Title, Association: Consultant/Independent Contractor, Employee State Date: 07/18/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Food delivery, Part-time job
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-18 |
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