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Blake Romero

Rockefeller Financial LLC

Los Gatos, CA

Los Angeles, CA

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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-13
TX RA APPROVED 2026-07-13
  • CA RA
    APPROVED
    Since 2026-07-13
  • TX RA
    APPROVED
    Since 2026-07-13

Branch Locations

750 University Ave , Suite 240, Los Gatos, CA 95032 • United States

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Scottsdale AZ 10/2022 02/2024
Westside Grill Gilroy CA 06/2018 06/2019
Christopher Ranch Gilroy CA 07/2020 01/2021
Vans Gilroy CA 03/2021 07/2021
Pb Window Cleaning San Jose CA 07/2021 08/2022
Grade School Gilroy CA 04/2013 06/2018
Gavilan College Gilroy CA 08/2020 06/2022
Grand Canyon University Phoenix AZ 08/2022 04/2024
Morgan Stanley Palo Alto CA 05/2024 07/2026
Rockefeller Financial Llc Los Gatos CA 07/2026 Present
Christopher High Gilroy CA 08/2016 06/2020
  • 10/2022 → 02/2024
    Ameriprise Financial Services, Llc
    Scottsdale, AZ
  • 06/2018 → 06/2019
    Westside Grill
    Gilroy, CA
  • 07/2020 → 01/2021
    Christopher Ranch
    Gilroy, CA
  • 03/2021 → 07/2021
    Vans
    Gilroy, CA
  • 07/2021 → 08/2022
    Pb Window Cleaning
    San Jose, CA
  • 04/2013 → 06/2018
    Grade School
    Gilroy, CA
  • 08/2020 → 06/2022
    Gavilan College
    Gilroy, CA
  • 08/2022 → 04/2024
    Grand Canyon University
    Phoenix, AZ
  • 05/2024 → 07/2026
    Morgan Stanley
    Palo Alto, CA
  • 07/2026 → Present
    Rockefeller Financial Llc
    Los Gatos, CA
  • 08/2016 → 06/2020
    Christopher High
    Gilroy, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02
Other Names
  • Blake Romero
  • Blake D Romero

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
J.P. MORGAN SECURITIES LLC
REACT INVESTMENT SOLUTIONS, LLC
LEGACY CAPITAL GROUP CALIFORNIA, INC.
INTEGRITY ALLIANCE, LLC.
CHARLES SCHWAB & CO., INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
LOS GATOS FINANCIAL LLC

Other Investors

HARRY SAPUTRA
JENNIFER TRAN
ZACHARY D. LEVY
MARCELA GUADALUPE GONZALEZ
JOYCE WONG IRMER
LUCAS ORME
DIEU TRAN
ELYSSA JOY QUILLA VERZOSA

Other Offices

STRATEGIC ADVISERS LLC · LOS GATOS, CA
J.P. MORGAN SECURITIES LLC · LOS GATOS, CA
REACT INVESTMENT SOLUTIONS, LLC · LOS GATOS, CA
LEGACY CAPITAL GROUP CALIFORNIA, INC. · LOS GATOS, CA
INTEGRITY ALLIANCE, LLC. · Los Gatos, CA
CHARLES SCHWAB & CO., INC. · Los Gatos, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS GATOS, CA
LOS GATOS FINANCIAL LLC · LOS GATOS, CA

More in Los Gatos, CA

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