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Thrivent Investment Management Inc. CRD 18387
$20.8B regulatory AUM 84,100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
600 Portland Avenue South, Minneapolis, MN 55415 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2025-10-21 |
| TX | RA | APPROVED | 2025-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usaf Active Duty | Pentagon | DC | 09/2015 | 01/2023 |
| Nicholas Ewen | Albuquerque | NM | 10/2022 | 02/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2023 | 03/2025 |
| Northwestern Mutual Investment Services Llc | Albuquerque | NM | 08/2023 | 03/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2024 | 03/2025 |
| Thrivent Investment Management Inc | Albuquerque | NM | 04/2025 | Present |
| Thrivent Financial | Appleton | WI | 05/2025 | 09/2025 |
| Thrivent Financial | Appleton | WI | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-06 |
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