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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
15303 Ventura Boulevard Suite 1550, Sherman Oaks, CA 91403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Brea | CA | 10/2022 | 10/2023 |
| Western Asset Management | Pasadena | CA | 04/2006 | 03/2020 |
| Self Employee As Consultant | Woodland Hills | CA | 02/2020 | 10/2022 |
| Nylife Securities Llc | Brea | CA | 01/2023 | 10/2023 |
| Pruco Securities Llc | Sherman Oaks | CA | 03/2024 | 11/2024 |
| Unemployment | Woodland Hills | CA | 11/2023 | 02/2024 |
| The Prudential Insurance Company Of America | Sherman Oaks | CA | 04/2024 | Present |
| Lpl Enterprise, Llc | Sherman Oaks | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-22 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-06 |
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