Jennifer Rong Hua

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 10/2023
  New York Life
  Brea, CA
• 04/2006 → 03/2020
  Western Asset Management
  Pasadena, CA
• 02/2020 → 10/2022
  Self Employee As Consultant
  Woodland Hills, CA
• 01/2023 → 10/2023
  Nylife Securities Llc
  Brea, CA
• 03/2024 → 11/2024
  Pruco Securities Llc
  Sherman Oaks, CA
• 11/2023 → 02/2024
  Unemployment
  Woodland Hills, CA
• 04/2024 → Present
  The Prudential Insurance Company Of America
  Sherman Oaks, CA
• 11/2024 → Present
  Lpl Enterprise, Llc
  Sherman Oaks, CA

Previous Registrations

• 2024-03-28 → 2024-11-14
  Pruco Securities, Llc.
  Sherman Oaks, CA

Exams

• S66 Uniform Combined State Law Examination
  2024-03-22
• S63 Uniform Securities Agent State Law Examination
  2023-02-06

Other Names

• Jenniffer R Hua
• Jennifer R Hua
• Jennifer Rong Hua