Austin Moy

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 05/2019
  Sacred Heart University
  Fairfield, CT
• 04/2020 → 08/2021
  Sd Gameday
  Lyndhurst, NJ
• 08/2020 → Present
  Genesis Training Llc
  Jersey City, NJ
• 12/2022 → 10/2024
  New York Life Insurance Co.
  Melville, NY
• 09/2022 → 10/2024
  Nylife Securities Llc
  Melville, NY
• 07/2019 → 04/2020
  Gymguyz
  Millstone Twp, NJ
• 06/2016 → 08/2019
  Wawa Co
  Millstone Twp, NJ
• 10/2024 → Present
  Mml Investors Services Llc
  New York, NY
• 10/2024 → Present
  Massmutual Life Insurance Co
  New York, NY

Other Businesses

(1)Name: Genesis Training LLC Inv Rel: N Add: 392 Summit Ave Jersey City NJ 07306 Nature: Fitness Company Position: CEO/Owner Start date: 8/1/2020 No hrs/mo: 10 No hrs/mo dur trading: 0 Describe duties: Administrative, marketing, and human resource duties. (2)Name: Austin Moy Inv Rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Insurance Broker Start date: 10/4/2024 No hrs/mo: 5 No hrs/mo dur trading: 0 Describe duties: Life, Fixed Annuities, Disability, Long-term care, & Health. (3)Name: PWR Financial Group, LLC Inv Rel: Y Add: Residential Address Nature: Owner of LLC for pass through compensation Position: Owner/Member Start date: 10/4/2024 No hrs/mo: 0 No hrs/mo dur trading: 0 Describe duties: Pay administrative support staff and manage associate expenses.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-10-18
• S63 Uniform Securities Agent State Law Examination
  2023-09-15