Charles William Francis

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2021 → 03/2023
  Fhn Financial Securities Corp.
  Memphis, TN
• 02/2021 → 11/2021
  Union Co Health & Rehab
  New Albany, MS
• 08/2016 → 11/2020
  University Of Mississippi
  Oxford, MS
• 05/2020 → 07/2020
  Homecare Hospice, Llc
  New Albany, MS
• 06/2019 → 08/2019
  Us House Of Representatives
  Washington, DC
• 05/2018 → 07/2018
  Think Webstore
  Ridgeland, MS
• 06/2017 → 07/2017
  Sandestin Golf & Beach Resort
  Sandestin, FL
• 04/2023 → 05/2024
  Homecare Hospice
  New Albany, MS
• 09/2024 → 06/2026
  Lpl Financial Llc
  Oxford, MS
• 05/2024 → 09/2024
  Unemployed
  Oxfort, MS
• 07/2026 → Present
  Raymond James Financial Services, Inc.
  Memphis, TN
• 07/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Memphis, TN
• 07/2026 → Present
  Guaranty Bank & Trust
  Memphis, TN
• 07/2026 → Present
  Guaranty Financial Services
  Memphis, TN

Previous Registrations

• 2024-09-27 → 2026-06-30
  Lpl Financial Llc
  Oxford, MS

Other Businesses

(1) Name of Business: Guaranty Bank & Trust Address: 4894 Poplar Ave, Memphis, TN, 38117, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 07/19/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Services Relationship Contact

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-08-31
• S63 Uniform Securities Agent State Law Examination
  2022-12-21

Other Names

• Will Francis