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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2026-07-28 |
| MS | RA | APPROVED | 2026-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fhn Financial Securities Corp. | Memphis | TN | 11/2021 | 03/2023 |
| Union Co Health & Rehab | New Albany | MS | 02/2021 | 11/2021 |
| University Of Mississippi | Oxford | MS | 08/2016 | 11/2020 |
| Homecare Hospice, Llc | New Albany | MS | 05/2020 | 07/2020 |
| Us House Of Representatives | Washington | DC | 06/2019 | 08/2019 |
| Think Webstore | Ridgeland | MS | 05/2018 | 07/2018 |
| Sandestin Golf & Beach Resort | Sandestin | FL | 06/2017 | 07/2017 |
| Homecare Hospice | New Albany | MS | 04/2023 | 05/2024 |
| Lpl Financial Llc | Oxford | MS | 09/2024 | 06/2026 |
| Unemployed | Oxfort | MS | 05/2024 | 09/2024 |
| Raymond James Financial Services, Inc. | Memphis | TN | 07/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Memphis | TN | 07/2026 | Present |
| Guaranty Bank & Trust | Memphis | TN | 07/2026 | Present |
| Guaranty Financial Services | Memphis | TN | 07/2026 | Present |
(1) Name of Business: Guaranty Bank & Trust Address: 4894 Poplar Ave, Memphis, TN, 38117, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 07/19/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial Services Relationship Contact
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-21 |
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