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Mark Benjamin Keck

Sageview Advisory Group, LLC

Newport Beach, CA

Knoxville, TN

CRD 7630528

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Employer firm

Sageview Advisory Group, LLC CRD 126777

$37.5B regulatory AUM 1,732 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Sageview Advisory Group, Llc

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-10-05
  • TN RA
    APPROVED
    Since 2022-10-05

Branch Locations

4000 Macarthur Blvd. Suite 1050, Newport Beach, CA 92660 • United States

3834 Sutherland Avenue, Knoxville, TN 37919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ut-Bettelle, Llc Oak Ridge TN 12/2008 01/2019
Ut-Battelle, Llc Oak Ridge TN 01/2019 12/2021
Sabbatical Knoxville TN 01/2022 07/2022
Sageview Advisory Group, Llc Newport Beach CA 09/2022 Present
  • 12/2008 → 01/2019
    Ut-Bettelle, Llc
    Oak Ridge, TN
  • 01/2019 → 12/2021
    Ut-Battelle, Llc
    Oak Ridge, TN
  • 01/2022 → 07/2022
    Sabbatical
    Knoxville, TN
  • 09/2022 → Present
    Sageview Advisory Group, Llc
    Newport Beach, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-03
  • S65 Uniform Investment Adviser Law Examination
    2022-10-03

View on SEC IAPD

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