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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-19
  • MA RA
    APPROVED
    Since 2026-02-19

Branch Locations

235 Alewife Brook Parkway, Cambridge, MA 02138 • United States

999 Worcester Street, Wellesley, MA 02482 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc Westwood MA 09/2022 10/2022
Citizens Bank, N.A Westwood MA 09/2022 10/2022
East Boston Savings Bank Boston MA 04/2018 03/2021
Citizens Bank Winthrop MA 08/2017 04/2018
Bunker Hill Community College Charlestown MA 01/2012 08/2017
Citizens Bank Boston MA 03/2021 09/2022
Citizens Securities, Inc Medford MA 10/2022 06/2024
Citizens Bank, N/A Westwood MA 10/2022 11/2023
Citizens Bank, N/A Medford MA 11/2023 06/2024
Citizens Securities, Inc Cambridge MA 06/2024 06/2024
Citizens Bank, Inc Cambridge MA 06/2024 06/2024
Citizens Bank, N/A Medford MA 06/2024 11/2024
Citizens Securities, Inc Medford MA 06/2024 11/2024
John Hancock Boston MA 11/2024 01/2026
Td Bank N.A. Cambridge MA 01/2026 Present
Td Private Client Wealth Llc Cambridge MA 01/2026 Present
  • 09/2022 → 10/2022
    Westwood, MA
  • 09/2022 → 10/2022
    Citizens Bank, N.A
    Westwood, MA
  • 04/2018 → 03/2021
    East Boston Savings Bank
    Boston, MA
  • 08/2017 → 04/2018
    Citizens Bank
    Winthrop, MA
  • 01/2012 → 08/2017
    Bunker Hill Community College
    Charlestown, MA
  • 03/2021 → 09/2022
    Citizens Bank
    Boston, MA
  • 10/2022 → 06/2024
    Medford, MA
  • 10/2022 → 11/2023
    Citizens Bank, N/A
    Westwood, MA
  • 11/2023 → 06/2024
    Citizens Bank, N/A
    Medford, MA
  • 06/2024 → 06/2024
    Cambridge, MA
  • 06/2024 → 06/2024
    Citizens Bank, Inc
    Cambridge, MA
  • 06/2024 → 11/2024
    Citizens Bank, N/A
    Medford, MA
  • 06/2024 → 11/2024
    Medford, MA
  • 11/2024 → 01/2026
    John Hancock
    Boston, MA
  • 01/2026 → Present
    Td Bank N.A.
    Cambridge, MA
  • 01/2026 → Present
    Cambridge, MA
Previous Registrations
  • 2024-12-24 → 2026-01-19
    Boston, MA
    Boston, MA
    Revere, MA
  • 2023-06-02 → 2024-11-14
    Johnston, RI
    Westwood, MA
    Woburn, MA
    Hudson, NH
    Albany, NY
    Cambridge, MA
    Medford, MA
    Charlestown, MA
    East Boston, MA
    Revere, MA
    Revere, MA
    Revere, MA
    Winthrop, MA
    Cambridge, MA
    Medford, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-28
S63 Uniform Securities Agent State Law Examination 2023-01-18
  • S65 Uniform Investment Adviser Law Examination
    2023-05-28
  • S63 Uniform Securities Agent State Law Examination
    2023-01-18

View on SEC IAPD

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