Best Investors Account Sign in
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2023-02-03
  • NJ RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2023-02-03

Branch Locations

1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2022 Present
Blockfi Jersey City NJ 03/2021 06/2022
Freelance Consultant South River NJ 07/2020 03/2021
Doubting Thomas Research Foundation Wall NJ 01/2018 07/2020
Starbucks Wall NJ 06/2018 12/2018
Unemployed South River NJ 07/2016 01/2018
Gold Medal Service East Brunswick NJ 10/2014 07/2016
Bank Of America, N.A. Pennington NJ 10/2024 Present
  • 08/2022 → Present
    Pennington, NJ
  • 03/2021 → 06/2022
    Blockfi
    Jersey City, NJ
  • 07/2020 → 03/2021
    Freelance Consultant
    South River, NJ
  • 01/2018 → 07/2020
    Doubting Thomas Research Foundation
    Wall, NJ
  • 06/2018 → 12/2018
    Starbucks
    Wall, NJ
  • 07/2016 → 01/2018
    Unemployed
    South River, NJ
  • 10/2014 → 07/2016
    Gold Medal Service
    East Brunswick, NJ
  • 10/2024 → Present
    Bank Of America, N.A.
    Pennington, NJ
Other Businesses

Self-Employed Comedian Not investment related 100 River Park Dr, apt 135, Raritan NJ 08869 Entertainment/Paid by the show Comedian Sole worker Started in 2019 15 hours a week 0 hours during trading hours As a new comedian it's mostly just booking small open mic/local shows for now. There's no official business entity for my comedy as its mostly a cash paying job for now.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-28
  • S66 Uniform Combined State Law Examination
    2022-12-28
Other Names
  • Nick Tylka

View on SEC IAPD

More in Pennington, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor