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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2023-02-03 |
Branch Locations
1100-1800 American Blvd Ci Relationship Management, Pennington, NJ 08534 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 08/2022 | Present |
| Blockfi | Jersey City | NJ | 03/2021 | 06/2022 |
| Freelance Consultant | South River | NJ | 07/2020 | 03/2021 |
| Doubting Thomas Research Foundation | Wall | NJ | 01/2018 | 07/2020 |
| Starbucks | Wall | NJ | 06/2018 | 12/2018 |
| Unemployed | South River | NJ | 07/2016 | 01/2018 |
| Gold Medal Service | East Brunswick | NJ | 10/2014 | 07/2016 |
| Bank Of America, N.A. | Pennington | NJ | 10/2024 | Present |
Self-Employed Comedian Not investment related 100 River Park Dr, apt 135, Raritan NJ 08869 Entertainment/Paid by the show Comedian Sole worker Started in 2019 15 hours a week 0 hours during trading hours As a new comedian it's mostly just booking small open mic/local shows for now. There's no official business entity for my comedy as its mostly a cash paying job for now.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-12-28 |
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