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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-02-20 |
| SC | RA | APPROVED | 2025-02-19 |
| TX | RA | APPROVED | 2025-02-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 10/2022 | Present |
| Kutztown University Of Pennsylvania | Kutztown | PA | 08/2014 | 05/2018 |
| Medallion Transport And Logistics | Mooresville | NC | 08/2018 | 11/2018 |
| Department Of Veterans Affairs | Salisbury | NC | 11/2018 | 11/2019 |
| Internal Revenue Service | Philadelphia | PA | 11/2019 | 10/2022 |
| Lowes | Fort Mill | SC | 05/2023 | 09/2025 |
| Vamguard Marketing Corporation | Charlotte | NC | 10/2022 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: M3 THE COMPANY NON-INVESTMENT RELATED ADDRESS: LANSDOWNE, PA NATURE OF BUSINESS: WEBSITE DESIGN POSITION: OWNER/CEO START DATE: 04/2020 APPROXIMATE HOURS PER MONTH: 0 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: INACTIVE LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 2023-02-15 |
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