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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-05-09 |
Branch Locations
101 Crawfords Corner Rd Suite 2409, Holmdel, NJ 07733 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wine Outlet | Manasquan | NJ | 07/2014 | 10/2020 |
| Shore Point Distributing | Freehold | NJ | 11/2020 | 06/2022 |
| Russell Cellular | Middletown | NJ | 06/2022 | 01/2023 |
| Source Brewing | Colts Neck | NJ | 03/2023 | 01/2024 |
| Ocean Place Resort | Long Branch | NJ | 05/2023 | 08/2023 |
| Nicholas Creamery | Long Branch | NJ | 09/2023 | 05/2024 |
| Healthcare Solutions Team | Winston Salem | NC | 04/2023 | Present |
| Applied General Agency | Anaheim | CA | 08/2024 | Present |
| New York Life | Edison | NJ | 08/2022 | 02/2023 |
| Lpl Enterprise Llc | East Brunswick | NJ | 03/2025 | Present |
1. 02/27/2025 - Healthcare Solutions Team - Non-Variable Insurance/Insurance Agency - INV REL - Winston Salem, NC., 27105 - Start Date 04/17/2023 - 20 HRS/MO 2. 02/27/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - Red Bank, NJ., 07701 - Start Date 02/21/2025 - 160 HRS/MO 3. 02/27/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - Red Bank, NJ., 07701 - Start Date 02/21/2025 - 160 HRS/MO 4. 02/27/2025 - Applied General Agency - Non-Variable Insurance - INV REL - Anaheim, CA., 92807 - Start Date 08/12/2024 - 10 HRS/MO 5. 04/03/2025-Extended Stay America-Outside/W-2 Employment-Guest Services Representative-Not Inv Related-At Red Bank, NJ-Start date 03/31/2025-50hrs/mth-5hrs/mth during trading 6. 05/19/2025-US Polo-Outside/W-2 Employment-Keyholder-Not Inv Related-At Tinton Falls, NJ-Start date 05/12/2025-50hrs/mth-5hrs/mth during trading 7. 10/31/2025-1440 Financial-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 10/22/2025-10hrs/mth-10hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-08 |
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