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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2025-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Kansas City | MO | 10/2025 | Present |
| J.P. Morgan Securities Llc | Kansas City | MO | 10/2025 | Present |
| Unemployed | Kansas City | MO | 07/2025 | 09/2025 |
| American Century Investments | Kansas City | MO | 12/2024 | 06/2025 |
| University Of Missorui Kansas City | Kansas City | MO | 01/2024 | 05/2025 |
| Outcomes Operating Inc. | Kansas City | MO | 06/2024 | 07/2024 |
| Whole Foods Market | Olathe | KS | 04/2024 | 05/2024 |
| Unemployed | Kansas City | MO | 11/2023 | 12/2023 |
| Ubs Financial Services Inc. | Kansas City | MO | 08/2022 | 10/2023 |
| University Of Missouri Kansas City | Kansas City | MO | 06/2019 | 07/2022 |
| Unemployed | Kansas City | MO | 11/2017 | 05/2019 |
| Dick's Sporting Goods | Kansas City | MO | 09/2017 | 10/2017 |
| Unemployed | Kansas City | MO | 04/2017 | 08/2017 |
| Abf Freight System, Inc | Kansas City | MO | 03/2017 | 03/2017 |
| Unemployed | Kansas City | MO | 01/2017 | 02/2017 |
| Home Depot Inc. | Kansas City | MO | 11/2016 | 12/2016 |
| Unemployed | Kansas City | MO | 10/2015 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-11 |
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