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Matthew Brian Baker

J.P. Morgan Securities LLC

San Jose, CA

Santa Clara, CA

CRD 7606075

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-27
  • CA RA
    APPROVED
    Since 2024-06-27

Branch Locations

595 Coleman Ave. Ste. 10, San Jose, CA 95110 • United States

2200 El Camino Real, Santa Clara, CA 95050 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc San Jose CA 07/2022 Present
Jpmorgan Chase Bank, N.A. San Jose CA 07/2022 Present
Excite Credit Union San Jose CA 07/2021 06/2022
San Jose Public Library San Jose CA 12/2015 07/2021
Spare Money Options Llc San Jose CA 01/2021 06/2021
Solidsphere Ventures San Jose CA 10/2023 06/2024
  • 07/2022 → Present
    J.P. Morgan Securities Llc
    San Jose, CA
  • 07/2022 → Present
    Jpmorgan Chase Bank, N.A.
    San Jose, CA
  • 07/2021 → 06/2022
    Excite Credit Union
    San Jose, CA
  • 12/2015 → 07/2021
    San Jose Public Library
    San Jose, CA
  • 01/2021 → 06/2021
    Spare Money Options Llc
    San Jose, CA
  • 10/2023 → 06/2024
    Solidsphere Ventures
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-29
S63 Uniform Securities Agent State Law Examination 2022-09-30
  • S66 Uniform Combined State Law Examination
    2024-04-29
  • S63 Uniform Securities Agent State Law Examination
    2022-09-30

View on SEC IAPD

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