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Elizabeth Raff

J.P. Morgan Securities LLC

Dallas, TX

Austin, TX

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-09-04
  • TX RA
    APPROVED
    Since 2022-09-04

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

405 Colorado St Floor 25 & 24, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na Austin TX 07/2022 Present
Jpmorgan Securities Llc Austin TX 07/2022 Present
Morningstar Bryn Mawr PA 06/2021 08/2021
Ryan Llc Dallas TX 06/2017 08/2017
Unemployed Dallas TX 09/2021 06/2022
Adeline Boutique Dallas TX 06/2019 08/2019
Zofi Dallas TX 06/2019 08/2019
Unemployed Dallas TX 07/2012 05/2017
Unemployed Dallas TX 09/2017 05/2019
Unemployed Dallas TX 09/2019 05/2021
  • 07/2022 → Present
    Jpmorgan Chase Bank, Na
    Austin, TX
  • 07/2022 → Present
    Jpmorgan Securities Llc
    Austin, TX
  • 06/2021 → 08/2021
    Morningstar
    Bryn Mawr, PA
  • 06/2017 → 08/2017
    Ryan Llc
    Dallas, TX
  • 09/2021 → 06/2022
    Unemployed
    Dallas, TX
  • 06/2019 → 08/2019
    Adeline Boutique
    Dallas, TX
  • 06/2019 → 08/2019
    Zofi
    Dallas, TX
  • 07/2012 → 05/2017
    Unemployed
    Dallas, TX
  • 09/2017 → 05/2019
    Unemployed
    Dallas, TX
  • 09/2019 → 05/2021
    Unemployed
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-03
  • S66 Uniform Combined State Law Examination
    2022-09-03
Other Names
  • Lizzie Raff
  • Elizabeth Generose Raff

View on SEC IAPD

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RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

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