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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-04-08
TX RA APPROVED 2024-04-08
  • IL RA
    APPROVED
    Since 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-08

Branch Locations

10 S Dearborn St Floor 19, Chicago, IL 60603 • United States

Oak Brook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 07/2022 12/2022
Advanced Urology Associates Joliet IL 05/2017 08/2017
Burst Protein Chicago IL 07/2020 08/2020
Yay Area Labs San Jose CA 08/2020 06/2021
Utrx Chicago IL 06/2021 09/2021
Western Springs Tennis Association Western Springs IL 06/2018 09/2018
Hinsdale Central High School Hinsdale IL 08/2014 05/2018
Indiana University Bloomington IN 08/2018 05/2022
Unemployed Oak Brook IL 06/2022 06/2022
Jpmorgan Chase Bank, Na Chicago IL 01/2023 Present
Jpmorgan Securities Llc Chicago IL 01/2023 Present
  • 07/2022 → 12/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Rolling Meadows, IL
  • 05/2017 → 08/2017
    Advanced Urology Associates
    Joliet, IL
  • 07/2020 → 08/2020
    Burst Protein
    Chicago, IL
  • 08/2020 → 06/2021
    Yay Area Labs
    San Jose, CA
  • 06/2021 → 09/2021
    Utrx
    Chicago, IL
  • 06/2018 → 09/2018
    Western Springs Tennis Association
    Western Springs, IL
  • 08/2014 → 05/2018
    Hinsdale Central High School
    Hinsdale, IL
  • 08/2018 → 05/2022
    Indiana University
    Bloomington, IN
  • 06/2022 → 06/2022
    Unemployed
    Oak Brook, IL
  • 01/2023 → Present
    Jpmorgan Chase Bank, Na
    Chicago, IL
  • 01/2023 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-18
S63 Uniform Securities Agent State Law Examination 2023-03-31
  • S65 Uniform Investment Adviser Law Examination
    2024-03-18
  • S63 Uniform Securities Agent State Law Examination
    2023-03-31

View on SEC IAPD

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