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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-04-08 |
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
10 S Dearborn St Floor 19, Chicago, IL 60603 • United States
Oak Brook, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Rolling Meadows | IL | 07/2022 | 12/2022 |
| Advanced Urology Associates | Joliet | IL | 05/2017 | 08/2017 |
| Burst Protein | Chicago | IL | 07/2020 | 08/2020 |
| Yay Area Labs | San Jose | CA | 08/2020 | 06/2021 |
| Utrx | Chicago | IL | 06/2021 | 09/2021 |
| Western Springs Tennis Association | Western Springs | IL | 06/2018 | 09/2018 |
| Hinsdale Central High School | Hinsdale | IL | 08/2014 | 05/2018 |
| Indiana University | Bloomington | IN | 08/2018 | 05/2022 |
| Unemployed | Oak Brook | IL | 06/2022 | 06/2022 |
| Jpmorgan Chase Bank, Na | Chicago | IL | 01/2023 | Present |
| Jpmorgan Securities Llc | Chicago | IL | 01/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S63 | Uniform Securities Agent State Law Examination | 2023-03-31 |
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