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Employer firm

Robert W. Baird & Co. Incorporated CRD 8158

$394B regulatory AUM 19,985 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-10-05
  • AZ RA
    APPROVED
    Since 2022-10-05

Branch Locations

14648 N Scottsdale Rd Ste 175, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Brush Bar Scottsdale AZ 07/2011 05/2022
Robert W. Baird & Co. Incorporated Scottsdale AZ 06/2022 Present
Other Businesses

I am still the owner of The Brush Bar. The business is located at 7010 East Main Street in Scottsdale, AZ 85251. The business is a painting studio and wine bar where we host instructor led art classes with a wine a beer bar located in the studio. I am currently a non-managing owner. The business was started in 2011. I still spend about 5 hours/month during non trading hours doing small marketing projects or giving operations consulting services.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-01
  • S66 Uniform Combined State Law Examination
    2022-10-01

View on SEC IAPD

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