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Steward Partners Investment Advisory, LLC CRD 283004
$36.7B regulatory AUM 9,667 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-03-15 |
Branch Locations
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
107 North Main Street, Monroe, NC 28112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Livenation | Charlotte | NC | 05/2016 | 10/2016 |
| Camp Lurecrest | Lake Lure | NC | 06/2018 | 08/2018 |
| Sam's Xpress Car Wash | Huntersville | NC | 05/2019 | 08/2019 |
| Sam's Xpress Car Wash | Huntersville | NC | 12/2018 | 01/2019 |
| Hopewell High School | Huntersville | NC | 08/2014 | 06/2018 |
| Lenoir-Rhyne University | Hickory | NC | 08/2018 | 07/2022 |
| 5Star Baseball | Charlotte | NC | 05/2021 | 08/2021 |
| Perfect Game Baseball Usa | Charlotte | NC | 04/2020 | 08/2020 |
| Raymond James Financial Services | Monroe | NC | 10/2022 | 03/2024 |
| Raymond James Financial Services Advisors, Inc | Monroe | NC | 08/2023 | 03/2024 |
| Steward Partners Global Advisory, Llc | Monroe | NC | 03/2024 | Present |
| Steward Partners Investment Solutions, Llc | Monroe | NC | 03/2024 | Present |
| Steward Partners Investment Advisory, Llc | Monroe | NC | 03/2024 | Present |
(1) Name of Business: Freedom Street Partners Address: 107 N Main St, Monroe, NC, 28112-4722, United States Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/08/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Junior Advisor 2) Name of Outside Activity: Showcase Baseball Academy; Nature of Business Relationship: Youth Baseball; City/State: Matthews, NC; Position/Title: Baseball Coach; List of Duties/Powers: Coach a baseball team of 15-17 year-olds; Start Date: 06/08/2024; 20HR/Mo devoted to this activity; 0 HR/MO devoted to this activity during trading hours; Not investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-08-18 |
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