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Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-03-15
  • NC RA
    APPROVED
    Since 2024-03-15

Branch Locations

Asheville, NC • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

107 North Main Street, Monroe, NC 28112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Livenation Charlotte NC 05/2016 10/2016
Camp Lurecrest Lake Lure NC 06/2018 08/2018
Sam's Xpress Car Wash Huntersville NC 05/2019 08/2019
Sam's Xpress Car Wash Huntersville NC 12/2018 01/2019
Hopewell High School Huntersville NC 08/2014 06/2018
Lenoir-Rhyne University Hickory NC 08/2018 07/2022
5Star Baseball Charlotte NC 05/2021 08/2021
Perfect Game Baseball Usa Charlotte NC 04/2020 08/2020
Raymond James Financial Services Monroe NC 10/2022 03/2024
Raymond James Financial Services Advisors, Inc Monroe NC 08/2023 03/2024
Steward Partners Global Advisory, Llc Monroe NC 03/2024 Present
Steward Partners Investment Solutions, Llc Monroe NC 03/2024 Present
Steward Partners Investment Advisory, Llc Monroe NC 03/2024 Present
  • 05/2016 → 10/2016
    Livenation
    Charlotte, NC
  • 06/2018 → 08/2018
    Camp Lurecrest
    Lake Lure, NC
  • 05/2019 → 08/2019
    Sam's Xpress Car Wash
    Huntersville, NC
  • 12/2018 → 01/2019
    Sam's Xpress Car Wash
    Huntersville, NC
  • 08/2014 → 06/2018
    Hopewell High School
    Huntersville, NC
  • 08/2018 → 07/2022
    Lenoir-Rhyne University
    Hickory, NC
  • 05/2021 → 08/2021
    5Star Baseball
    Charlotte, NC
  • 04/2020 → 08/2020
    Perfect Game Baseball Usa
    Charlotte, NC
  • 10/2022 → 03/2024
    Raymond James Financial Services
    Monroe, NC
  • 08/2023 → 03/2024
    Monroe, NC
  • 03/2024 → Present
    Steward Partners Global Advisory, Llc
    Monroe, NC
  • 03/2024 → Present
    Steward Partners Investment Solutions, Llc
    Monroe, NC
  • 03/2024 → Present
    Monroe, NC
Previous Registrations
Other Businesses

(1) Name of Business: Freedom Street Partners Address: 107 N Main St, Monroe, NC, 28112-4722, United States Activity Type: Support Company - Non-Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/08/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Junior Advisor 2) Name of Outside Activity: Showcase Baseball Academy; Nature of Business Relationship: Youth Baseball; City/State: Matthews, NC; Position/Title: Baseball Coach; List of Duties/Powers: Coach a baseball team of 15-17 year-olds; Start Date: 06/08/2024; 20HR/Mo devoted to this activity; 0 HR/MO devoted to this activity during trading hours; Not investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-18
  • S66 Uniform Combined State Law Examination
    2023-08-18
Other Names
  • Hayden A Gresham

View on SEC IAPD

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