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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-09-06
  • NY RA
    APPROVED
    Since 2022-09-06

Branch Locations

Long Island City, NY • United States

Citi Private Bank 388 Greenwich Street, 25Th/29Th Floor, New York, NY 10013 • United States

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Bainbridge Island WA 06/2012 06/2016
Tree House Cafe Bainbridge Island WA 06/2016 08/2016
Bainbridge Island Metropolitan Parks And Recreation Bainbridge Island WA 06/2016 08/2016
Unemployed Bainbridge Island WA 09/2016 06/2017
Bainbridge Island Museum Of Art Bainbridge Island WA 06/2017 08/2017
Unemployed Bainbridge Island WA 09/2017 08/2018
Unemployed Middletown CT 09/2018 05/2019
Blackbird Bakery Bainbridge Island WA 06/2019 08/2019
Lesa Sroufe & Company Seattle WA 07/2019 08/2019
Unemployed Middletown CT 09/2019 01/2020
Wesleyan University Middletown CT 02/2020 02/2020
Alertive Healthcare Seattle WA 06/2020 02/2021
Wesleyan University Middletown CT 09/2020 12/2020
Wesleyan University Middletown CT 04/2021 05/2021
Wesleyan University Middletown CT 06/2021 08/2021
Wesleyan University Middletown CT 09/2021 05/2022
Citigroup Global Markets Inc. New York NY 07/2022 Present
Unemployed Seattle WA 03/2020 05/2020
  • 06/2012 → 06/2016
    Unemployed
    Bainbridge Island, WA
  • 06/2016 → 08/2016
    Tree House Cafe
    Bainbridge Island, WA
  • 06/2016 → 08/2016
    Bainbridge Island Metropolitan Parks And Recreation
    Bainbridge Island, WA
  • 09/2016 → 06/2017
    Unemployed
    Bainbridge Island, WA
  • 06/2017 → 08/2017
    Bainbridge Island Museum Of Art
    Bainbridge Island, WA
  • 09/2017 → 08/2018
    Unemployed
    Bainbridge Island, WA
  • 09/2018 → 05/2019
    Unemployed
    Middletown, CT
  • 06/2019 → 08/2019
    Blackbird Bakery
    Bainbridge Island, WA
  • 07/2019 → 08/2019
    Lesa Sroufe & Company
    Seattle, WA
  • 09/2019 → 01/2020
    Unemployed
    Middletown, CT
  • 02/2020 → 02/2020
    Wesleyan University
    Middletown, CT
  • 06/2020 → 02/2021
    Alertive Healthcare
    Seattle, WA
  • 09/2020 → 12/2020
    Wesleyan University
    Middletown, CT
  • 04/2021 → 05/2021
    Wesleyan University
    Middletown, CT
  • 06/2021 → 08/2021
    Wesleyan University
    Middletown, CT
  • 09/2021 → 05/2022
    Wesleyan University
    Middletown, CT
  • 07/2022 → Present
    New York, NY
  • 03/2020 → 05/2020
    Unemployed
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-06
  • S66 Uniform Combined State Law Examination
    2022-09-06

View on SEC IAPD

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