Sophie J Spence

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → 09/2024
  Morgan Stanley
  Chicago, IL
• 06/2022 → 08/2023
  Levine & Reid, Inc.
  Chicago, IL
• 07/2016 → 07/2016
  Front Gate Tickets/Ticketmaster
  Chicago, IL
• 04/2020 → 05/2021
  Maplebear Inc
  San Fransisco, IL
• 01/2019 → 05/2022
  Southern Illinois University Carbondale
  Carbondale, IL
• 06/2018 → 07/2021
  Self Employed, Nanny
  Saint Charles, IL
• 05/2020 → 08/2020
  Eden On The River
  Saint Charles, IL
• 01/2022 → 04/2022
  Siu Carbondale
  Carbondale, IL
• 08/2012 → 06/2016
  High School Student @ Yorkville High School
  Yorkville, IL
• 08/2016 → 05/2018
  Unemployed
  Saint Charles, IL
• 09/2024 → Present
  Wells Fargo Advisors Financial Network, Llc
  Chicago, IL

Previous Registrations

• 2024-01-08 → 2024-09-26
  Morgan Stanley
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2024-01-08