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Gino Dipietro

Td Private Client Wealth LLC

Exton, PA

Montgomeryville, PA

CRD 7577333

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-04-19
NJ RA APPROVED 2023-09-11
PA RA APPROVED 2022-07-14
  • FL RA
    APPROVED
    Since 2024-04-19
  • NJ RA
    APPROVED
    Since 2023-09-11
  • PA RA
    APPROVED
    Since 2022-07-14

Branch Locations

100 Iron Lake Blvd, Exton, PA 19341 • United States

918 Bethlehem Pike, Montgomeryville, PA 18936 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. Devon PA 02/2019 06/2022
Prudential Savings Bank Philadelphia PA 10/2017 02/2019
Target Davenport FL 10/2016 10/2017
Westbay Kissimmee FL 07/2016 10/2016
Prudential Savings Bank Philadelphia PA 02/2015 06/2016
Td Bank N.A. Montgomeryville PA 06/2022 Present
Td Private Client Wealth Llc Montgomeryville PA 06/2022 Present
  • 02/2019 → 06/2022
    Td Bank N.A.
    Devon, PA
  • 10/2017 → 02/2019
    Prudential Savings Bank
    Philadelphia, PA
  • 10/2016 → 10/2017
    Target
    Davenport, FL
  • 07/2016 → 10/2016
    Westbay
    Kissimmee, FL
  • 02/2015 → 06/2016
    Prudential Savings Bank
    Philadelphia, PA
  • 06/2022 → Present
    Td Bank N.A.
    Montgomeryville, PA
  • 06/2022 → Present
    Td Private Client Wealth Llc
    Montgomeryville, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-13
  • S65 Uniform Investment Adviser Law Examination
    2022-07-13

View on SEC IAPD

Nearby Firms

STRATEGIC ADVISERS LLC
COMMONWEALTH FINANCIAL NETWORK
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

EUAN LIVINGTON
MATTHEW J. KELLEHER
PATRICK M FARREN

Nearby Offices

STRATEGIC ADVISERS LLC · EXTON, PA
COMMONWEALTH FINANCIAL NETWORK · EXTON, PA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · EXTON, PA

More in Exton, PA

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