Stephen Taylor Pell

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-08-11
FL	RA	APPROVED	2026-08-06

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	06/2022	06/2026
Taco Mama	Madison	AL	06/2021	08/2021
Hiley Automotive	Huntsville	AL	06/2020	08/2020
Hiley Automotive	Huntsville	AL	06/2019	08/2019
Taco Mama	Huntsville	AL	06/2018	08/2018
Api Digital Communications Group	Huntsville	AL	06/2017	08/2017
Westminster Christian Academy	Huntsville	AL	06/2012	05/2018
The University Of Alabama	Tuscaloosa	AL	08/2018	05/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	06/2026	Present
Bank Of America, N.A.	Jacksonville	FL	08/2026	Present

06/2022 → 06/2026

The Vanguard Group, Inc.

Charlotte, NC
06/2021 → 08/2021

Taco Mama

Madison, AL
06/2020 → 08/2020

Hiley Automotive

Huntsville, AL
06/2019 → 08/2019

Hiley Automotive

Huntsville, AL
06/2018 → 08/2018

Taco Mama

Huntsville, AL
06/2017 → 08/2017

Api Digital Communications Group

Huntsville, AL
06/2012 → 05/2018

Westminster Christian Academy

Huntsville, AL
08/2018 → 05/2022

The University Of Alabama

Tuscaloosa, AL
06/2026 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
08/2026 → Present

Bank Of America, N.A.

Jacksonville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-06-10
S63	Uniform Securities Agent State Law Examination	2022-08-15

Other Firms