Best Investors
Account
Sign in
Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-02-03 |
Branch Locations
550 Biltmore Way 7Th, 9Th & 10Th Floor, Coral Gables, FL 33134 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Coral Gables | FL | 09/2024 | 12/2025 |
| Nomura Securities | Miami | FL | 06/2022 | 08/2022 |
| New York University | New York | NY | 05/2019 | 06/2024 |
| Gulliver Schools | Miami | FL | 01/2009 | 05/2019 |
| Ubs Financial Services, Inc | Coral Gables | FL | 01/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2023-10-28 |
Reach out to this advisor