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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-01-02 |
| SC | RA | APPROVED | 2024-01-02 |
| TX | RA | APPROVED | 2024-01-02 |
Branch Locations
1055 Lpl Way, Fort Mill, SC 29715 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 06/2022 | 10/2023 |
| Southern Valet And Transport | Columbia | SC | 09/2021 | 12/2021 |
| Tennis Is Fun Academy | Charlotte | NC | 05/2019 | 08/2019 |
| Express Parking | Charlotte | NC | 03/2021 | 08/2021 |
| Ardrey Kell High School | Charlotte | NC | 09/2014 | 06/2018 |
| University Of South Carolina | Columbia | SC | 08/2018 | 05/2019 |
| University Of South Carolina | Columbia | SC | 08/2019 | 03/2021 |
| Tennis Is Fun Academy | Charlotte | NC | 04/2021 | 08/2021 |
| Unemployed | Charlotte | NC | 06/2018 | 08/2018 |
| University Of South Carolina | Columbia | SC | 12/2021 | 05/2022 |
| Unemployed | Charlotte | NC | 05/2022 | 06/2022 |
| Lpl Financial Llc | Fort Mill | SC | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-07 |
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