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Austin Frederick

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-01-04
  • NC RA
    APPROVED
    Since 2024-01-04

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Charlotte NC 06/2022 Present
Steamboat Transportation Group Nashville TN 04/2021 06/2022
Dr. Manny Sethi For Us Senate Nashville TN 08/2019 04/2021
University Of Tennessee, Chattanooga Chattanooga TN 08/2016 08/2019
Grain Craft Chattanooga TN 05/2018 08/2018
Black Creek Golf Club Chattanooga TN 01/2017 08/2017
American Bakers Association Washington, Dc DC 05/2016 08/2016
University Of Alabama Tuscaloosa AL 08/2013 08/2016
  • 06/2022 → Present
    Ubs Financial Services
    Charlotte, NC
  • 04/2021 → 06/2022
    Steamboat Transportation Group
    Nashville, TN
  • 08/2019 → 04/2021
    Dr. Manny Sethi For Us Senate
    Nashville, TN
  • 08/2016 → 08/2019
    University Of Tennessee, Chattanooga
    Chattanooga, TN
  • 05/2018 → 08/2018
    Grain Craft
    Chattanooga, TN
  • 01/2017 → 08/2017
    Black Creek Golf Club
    Chattanooga, TN
  • 05/2016 → 08/2016
    American Bakers Association
    Washington, Dc, DC
  • 08/2013 → 08/2016
    University Of Alabama
    Tuscaloosa, AL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-04
  • S66 Uniform Combined State Law Examination
    2023-12-04

View on SEC IAPD

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