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Mary Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Collins, CO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-26
CO RA APPROVED 2025-01-14
  • TX RA
    APPROVED
    Since 2025-02-26
  • CO RA
    APPROVED
    Since 2025-01-14

Branch Locations

2610 E Harmony Rd, Fort Collins, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Philadelphia PA 06/2022 03/2023
Full-Time Education Fallsington PA 09/2012 05/2023
Charles Schwab & Co., Inc. Lone Tree CO 08/2023 12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Collins CO 03/2024 Present
Bank Of America, N.A. Fort Collins CO 04/2025 Present
  • 06/2022 → 03/2023
    Ubs Financial Services
    Philadelphia, PA
  • 09/2012 → 05/2023
    Full-Time Education
    Fallsington, PA
  • 08/2023 → 12/2023
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 03/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Fort Collins, CO
  • 04/2025 → Present
    Bank Of America, N.A.
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-13
  • S66 Uniform Combined State Law Examination
    2025-01-13
Other Names
  • Mary Francesca Miller
  • Maryfrancesca Miller
  • Mary Francesca Miller

View on SEC IAPD

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EQUITABLE ADVISORS, LLC · FORT COLLINS, CO
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EDWARD JONES · FT COLLINS, CO
GRADIENT ADVISORS, LLC · FORT COLLINS, CO
AMERIPRISE FINANCIAL SERVICES, LLC · FORT COLLINS, CO
AE WEALTH MANAGEMENT, LLC · Fort Collins, CO
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