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Scott Frederick Baughman

Ep Wealth Advisors

Norwood, MA

Torrance, CA

CRD 7549722

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Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-02-11
CA RA APPROVED 2024-07-04
  • MA RA
    APPROVED
    Since 2025-02-11
  • CA RA
    APPROVED
    Since 2024-07-04

Branch Locations

720 University Ave, Suite 130, Norwood, MA 02062 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gw&K Investment Management Boston MA 01/2011 05/2024
Ep Wealth Advisors, Llc Norwood MA 05/2024 Present
  • 01/2011 → 05/2024
    Gw&K Investment Management
    Boston, MA
  • 05/2024 → Present
    Ep Wealth Advisors, Llc
    Norwood, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-14
  • S65 Uniform Investment Adviser Law Examination
    2022-09-14

View on SEC IAPD

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