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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-21 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | Charlotte | NC | 11/2024 | Present |
| Us Tech Solutions Inc | Jersey City | NJ | 11/2024 | Present |
| Experis/Manpowergroup | Charlotte | NC | 01/2023 | 11/2024 |
| East Carolina Cmgt Office | Greenville | NC | 09/2022 | 12/2023 |
| Northwestern Mutual | Greenville | NC | 05/2022 | 08/2022 |
| East Carolina University | Greenville | NC | 10/2021 | 05/2022 |
| Sherpa, Llc | Charlotte | NC | 06/2021 | 10/2021 |
| East Carolina University | Greenville | NC | 08/2019 | 05/2021 |
| Dent Ambulance | Gastonia | NC | 05/2019 | 08/2019 |
| Ashbrook High School | Gastonia | NC | 05/2014 | 08/2018 |
| East Carolina University | Greenville | NC | 08/2018 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-02-14 |
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