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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2026-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tanaka Ramen & Izakaya | Aiea | HI | 04/2021 | 10/2023 |
| 3 Financial Group | Honolulu | HI | 07/2021 | 03/2022 |
| Unemployed | Honolulu | HI | 01/2021 | 03/2021 |
| President Theodore Roosevelt High School | Honolulu | HI | 08/2012 | 06/2016 |
| Edward Jones | St Louis | MO | 04/2022 | 01/2026 |
| University Of Hawaii At Manoa | Honolulu | HI | 08/2016 | 12/2020 |
| T.K. Builders | Aiea | HI | 10/2024 | Present |
| Raymond James Financial Services, Inc. | Honolulu | HI | 01/2026 | Present |
| Raymond James Financial Services Advisors, Inc. | Honolulu | HI | 01/2026 | Present |
(1)Name of Business: Ning Wealth Management LLC Address: 555 South St Apt 102, Honolulu, HI, 96813-5037, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 01/12/2026 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner/Financial Advisor (2)Name of Business: Pulse Wave Private Wealth Address: 555 South St Apt 102, Honolulu, HI, 96813-5037, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/12/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Independent Financial Advisor with Raymond James (3)Name of Business: The First Chinese Church of Christ in Hawaii Address: 1054 S King St, Honolulu, HI, 96814, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 05/15/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Provide advice to the board on how to manage the funds that the church has.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
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