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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-29
FL RA APPROVED 2025-04-18
  • TX RA
    APPROVED_RES
    Since 2025-04-29
  • FL RA
    APPROVED
    Since 2025-04-18

Branch Locations

400 S Park Ave, Winter Park, FL 32789 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Des Moines IA 08/2016 03/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Park FL 03/2025 Present
Previous Registrations
  • 2021-04-05 → 2025-04-09
    West Des Moines, IA
    Winter Park, FL
Other Businesses

I*2276292, Entity Type Entity For Profit, Name of OBA: T Iceays LLC Address:MaitlandFlorida32751 Investment Related: No Position, Title, Association:Owner Employee Start Date: 04/01/2024No Hours: 10 monthly No Hours during trading: 0 Duties:Business set up for daughter-- selling ice drinks and desserts at local farmers markets

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-05
  • S66 Uniform Combined State Law Examination
    2021-04-05
Other Names
  • Stacey Hasken
  • Stacey L Hasken

View on SEC IAPD

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