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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-25 |
| NY | RA | APPROVED | 2024-06-14 |
| NJ | RA | APPROVED | 2023-11-21 |
Branch Locations
100 Crescent Court Suite 600, Dallas, TX 75201 • United States
Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs | Weehawken | NJ | 06/2022 | 08/2022 |
| New York Life Insurance | Overland Park | KS | 06/2021 | 08/2021 |
| Blue Valley Rec | Overland Park | KS | 01/2018 | 03/2021 |
| The Foot Spot | Overland Park | KS | 12/2020 | 07/2021 |
| Lifetime Fitness | Overland Park | KS | 05/2019 | 08/2019 |
| Ubs Financial Services, Inc | Weehawken | NJ | 08/2023 | Present |
| Blue Valley North High School | Leawood | KS | 08/2016 | 05/2019 |
| The University Of Kansas | Lawrence | KS | 08/2019 | 05/2023 |
| Overland Trail Middle School | Overland Park | KS | 08/2013 | 05/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-22 |
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