Best Investors Account Sign in

Samantha Shaffer Alewine

Rockefeller Financial LLC

Atlanta, GA

CRD 7522866

Claim This Profile
Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-02-01
  • GA RA
    APPROVED
    Since 2024-02-01

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Charlotte NC 03/2022 09/2023
Lockton Companies Atlanta GA 06/2015 06/2017
Lockton Companies Charlotte NC 06/2017 01/2021
Lockton Companies Charlotte NC 01/2021 03/2022
Rockefeller Financial Llc Atlanta GA 09/2023 Present
  • 03/2022 → 09/2023
    Dimensional Fund Advisors
    Charlotte, NC
  • 06/2015 → 06/2017
    Lockton Companies
    Atlanta, GA
  • 06/2017 → 01/2021
    Lockton Companies
    Charlotte, NC
  • 01/2021 → 03/2022
    Lockton Companies
    Charlotte, NC
  • 09/2023 → Present
    Rockefeller Financial Llc
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-29
S63 Uniform Securities Agent State Law Examination 2022-11-14
  • S66 Uniform Combined State Law Examination
    2024-01-29
  • S63 Uniform Securities Agent State Law Examination
    2022-11-14
Other Names
  • Samantha Nicole Shaffer

View on SEC IAPD

Nearby Firms

LIQUID STRATEGIES, LLC
HB WEALTH
BISON WEALTH, LLC

Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

More in Atlanta, GA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor