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Riley Carolyn George

Wealth Enhancement Advisory Services, LLC

Plymouth, MN

Denver, CO

CRD 7517704

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Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-03-27
  • CO RA
    APPROVED
    Since 2024-03-27

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

100 Saint Paul St Suite 640, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Denver CO 03/2022 10/2023
Merry Piglets Mexican Grill Jackson WY 12/2016 09/2021
High School Jackson WY 08/2013 06/2017
University Of Denver Denver CO 08/2017 06/2021
Unemployed Denver CO 11/2021 02/2022
Wealth Enhancement Group Denver CO 03/2024 Present
Wealth Enhancement Advisory Services Denver CO 03/2024 Present
Unemployed Denver CO 11/2023 02/2024
  • 03/2022 → 10/2023
    Denver, CO
  • 12/2016 → 09/2021
    Merry Piglets Mexican Grill
    Jackson, WY
  • 08/2013 → 06/2017
    High School
    Jackson, WY
  • 08/2017 → 06/2021
    University Of Denver
    Denver, CO
  • 11/2021 → 02/2022
    Unemployed
    Denver, CO
  • 03/2024 → Present
    Wealth Enhancement Group
    Denver, CO
  • 03/2024 → Present
    Wealth Enhancement Advisory Services
    Denver, CO
  • 11/2023 → 02/2024
    Unemployed
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-23
  • S66 Uniform Combined State Law Examination
    2022-08-23
Other Names
  • Riley C George

View on SEC IAPD

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