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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-08 |
Branch Locations
2101 Gaither Rd Suite 600, Rockville, MD 20850 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Advantage Associates | Rockville | MD | 02/2023 | Present |
| Securian Financial Services Inc | St Paul | MN | 02/2023 | 08/2023 |
| Financial Advantage Associates | Rockville | MD | 03/2022 | 02/2023 |
| Securian Financial Services Inc | St Paul | MN | 03/2022 | 02/2023 |
| Financial Advantage Associates | Rockville | MD | 11/2021 | 03/2022 |
| Forest Trends Association | Washington | DC | 05/2020 | 07/2021 |
| Jordan Kitt's Music | Rockville | MD | 09/2017 | 03/2020 |
| National Park Foundation | Washington | DC | 09/2014 | 02/2017 |
| Unemployed | Rockville | MD | 07/2021 | 11/2021 |
| Self Employed | Rockville | MD | 02/2017 | 09/2017 |
| Cetera Wealth Services, Llc | Rockville | MD | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2024 | Present |
Garron Marsh, Not investment related, Rockville, MD, Musician, Band member, ongoing, 8 hr/month business, 0 hr/month trading*
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-10-19 |
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