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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-08
  • MD RA
    APPROVED
    Since 2024-01-08

Branch Locations

2101 Gaither Rd Suite 600, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Advantage Associates Rockville MD 02/2023 Present
Securian Financial Services Inc St Paul MN 02/2023 08/2023
Financial Advantage Associates Rockville MD 03/2022 02/2023
Securian Financial Services Inc St Paul MN 03/2022 02/2023
Financial Advantage Associates Rockville MD 11/2021 03/2022
Forest Trends Association Washington DC 05/2020 07/2021
Jordan Kitt's Music Rockville MD 09/2017 03/2020
National Park Foundation Washington DC 09/2014 02/2017
Unemployed Rockville MD 07/2021 11/2021
Self Employed Rockville MD 02/2017 09/2017
Cetera Wealth Services, Llc Rockville MD 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2024 Present
  • 02/2023 → Present
    Financial Advantage Associates
    Rockville, MD
  • 02/2023 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 03/2022 → 02/2023
    Financial Advantage Associates
    Rockville, MD
  • 03/2022 → 02/2023
    Securian Financial Services Inc
    St Paul, MN
  • 11/2021 → 03/2022
    Financial Advantage Associates
    Rockville, MD
  • 05/2020 → 07/2021
    Forest Trends Association
    Washington, DC
  • 09/2017 → 03/2020
    Jordan Kitt's Music
    Rockville, MD
  • 09/2014 → 02/2017
    National Park Foundation
    Washington, DC
  • 07/2021 → 11/2021
    Unemployed
    Rockville, MD
  • 02/2017 → 09/2017
    Self Employed
    Rockville, MD
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Rockville, MD
  • 01/2024 → Present
    Schaumburg, IL
Other Businesses

Garron Marsh, Not investment related, Rockville, MD, Musician, Band member, ongoing, 8 hr/month business, 0 hr/month trading*

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-19
  • S66 Uniform Combined State Law Examination
    2023-10-19

View on SEC IAPD

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