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Ethan Suda

Ubs Financial Services Inc.

Weehawken, NJ

Denver, CO

CRD 7508054

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-06-08
  • CO RA
    APPROVED
    Since 2022-06-08

Branch Locations

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

370-17Th Street, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miltol High School Athens GA 01/2012 05/2016
University Of Georgia Athens GA 05/2016 12/2021
Summits Wayside Tavern Cumming GA 01/2018 03/2022
Ubs Financial Services Denver CO 04/2022 Present
  • 01/2012 → 05/2016
    Miltol High School
    Athens, GA
  • 05/2016 → 12/2021
    University Of Georgia
    Athens, GA
  • 01/2018 → 03/2022
    Summits Wayside Tavern
    Cumming, GA
  • 04/2022 → Present
    Ubs Financial Services
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-08
  • S66 Uniform Combined State Law Examination
    2022-06-08

View on SEC IAPD

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