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Nicholas C. Germain

Edelman Financial Engines

Macungie, PA

CRD 7504500

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Employer firm

Edelman Financial Engines CRD 104510

$326B regulatory AUM 322,130 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-28
PA RA APPROVED 2025-03-27
  • TX RA
    APPROVED_RES
    Since 2025-03-28
  • PA RA
    APPROVED
    Since 2025-03-27

Branch Locations

Macungie, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Nerd St Gamers Philadelphia PA 06/2020 05/2022
Ayco Goldman Sachs Cohoes NY 01/2022 04/2023
Temple University Philadelphia PA 08/2018 12/2021
Emmaus High School Emmaus PA 08/2014 06/2018
Fidelity Investments Center Valley PA 04/2023 03/2025
Edelman Financial Engines Santa Clara CA 03/2025 Present
  • 06/2020 → 05/2022
    Nerd St Gamers
    Philadelphia, PA
  • 01/2022 → 04/2023
    Ayco Goldman Sachs
    Cohoes, NY
  • 08/2018 → 12/2021
    Temple University
    Philadelphia, PA
  • 08/2014 → 06/2018
    Emmaus High School
    Emmaus, PA
  • 04/2023 → 03/2025
    Fidelity Investments
    Center Valley, PA
  • 03/2025 → Present
    Santa Clara, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-09
  • S66 Uniform Combined State Law Examination
    2022-06-09
Other Names
  • Nicholas Germain
  • Nicholas Charles Germain
  • Nick Germain

View on SEC IAPD

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