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Jeremy J Whitt

Regency Investment Advisors Inc

Fresno, CA

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Current Employers
Regency Investment Advisors Inc

1312 W Herndon, Suite 101, Fresno, CA 93711 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-02-18
  • CA RA
    APPROVED
    Since 2022-02-18

Branch Locations

1312 W Herndon, Suite 101, Fresno, CA 93711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Regency Investment Advisors Fresno CA 01/2015 Present
  • 01/2015 → Present
    Regency Investment Advisors
    Fresno, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-18
  • S65 Uniform Investment Adviser Law Examination
    2022-02-18

View on SEC IAPD

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