Azim U Mahmood

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Little Egg Harbor, NJ
• 12/2021 → 04/2022
  New York Life
  Mt. Laurel, NJ
• 06/2021 → 01/2022
  Mercedes Benz Of Atlantic City
  Egg Harbor Township, NJ
• 05/2010 → 06/2021
  Guess Factory
  Atlantic City, NJ

Exams

• S66 Uniform Combined State Law Examination
  2024-01-23

Other Names

• Azim Mahmood