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Employer firm

First Command Advisory Services CRD 281958

$24.4B regulatory AUM 1,013 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

615 Wooten Road Suite 130 Colorado Springs, Colorado Springs, CO 80920 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Command Brokerage Service, Inc Fort Worth TX 11/2021 02/2022
Hitachi High-Tech Hillsboro OR 05/2016 10/2021
First Command Brokerage Services, Inc. Fort Worth TX 02/2022 Present
First Command Advisory Services, Inc. Fort Worth TX 02/2022 Present
First Command Insurance Services, Inc. Fort Worth TX 02/2022 Present
U.S. Army Aurora CO 03/2023 Present
  • 11/2021 → 02/2022
    First Command Brokerage Service, Inc
    Fort Worth, TX
  • 05/2016 → 10/2021
    Hitachi High-Tech
    Hillsboro, OR
  • 02/2022 → Present
    First Command Brokerage Services, Inc.
    Fort Worth, TX
  • 02/2022 → Present
    First Command Advisory Services, Inc.
    Fort Worth, TX
  • 02/2022 → Present
    First Command Insurance Services, Inc.
    Fort Worth, TX
  • 03/2023 → Present
    U.S. Army
    Aurora, CO
Other Businesses

Name of the other business: U.S. Army Whether the business is investment-related: No Address of the other business: 55 Potomac St, Aurora, CO 80012 Nature of the other business: Military Your position, title, or relationship with the other business: Signal Officer/O-1E The start date of your relationship: Mar 22, 2023 The approximate number of hours/month you devote to the other business: 11 to 20 The number of hours you devote to the other business during securities trading hours: 1 to 5 Briefly describe your duties relating to the other business: Leading a platoon of 1-15 Soldiers providing networks support to the warfighter.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-31
  • S66 Uniform Combined State Law Examination
    2022-01-31
Other Names
  • Laine Obanion Cowdrey

View on SEC IAPD

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